Pharmacognostical Approach towards Authentication and Quality Evaluation
of Medicinal Plants-A Compendious Description
Wungsem Rungsung*, Sreya
Dutta, Jayram Hazra
National
Research Institute for Ayurvedic Drug Development,
Department of AYUSH, 4-CN Block, Sector-V, Bidhannagar,
Kolkata-91.
ABSTRACT:
World
Health Organization currently encourages, recommends and promotes traditional
herbal medicines in National Healthcare Programmes as
such drugs are easily available at low cost and inherently safer than the
potent synthetic drugs. According to WHO, about 80% of the world population
relies on traditional medicines, mostly on plant drugs.
Adulteration, however, becomes a very serious problem with the crude drugs, and
often occurs when a drug is not easily available or when its price is
comparatively high. Adulteration, in many cases, may not be intentional and in
many cases could occur due to mistaken identity of the plants. WHO acknowledged that pharmacognostical standards should be
proposed as a protocol for the diagnosis of herbal drugs, and
internationally-recognized guidelines for their quality assessment are
necessary. The plant materials should be collected at an
appropriate stage of their growth and thereafter well authenticated by detailed
taxonomical study. The most convenient time of collection is the period during which the
drug is highest in its contents of active principles. According to WHO
guidelines, medicinal plant materials are categorized according to sensory,
macroscopic and microscopic characteristics. An examination to determine these
characteristics is the first step towards establishing the identity and degree
of purity of such materials, and should be carried out before any further tests
are undertaken.
KEYWORDS: Pharmacognosy, adulteration, authentication,
quality evaluation, crude drugs..
INTRODUCTION:
Those plants that have healing properties are termed as medicinal plants
or herbs. World Health Organization currently encourages, recommends and
promotes traditional herbal medicines in National Healthcare Programmes as such drugs are easily available at low cost
and inherently safer than the potent synthetic drugs (Ali, 2008). In the global
perspective too, there is a shift towards the use of medicine and dietary
supplements of plant origin for primary healthcare because people are becoming
increasingly dissatisfied with the possible side effects and high cost
associated with the conventional allopathic medicines (Kunle
et al., 2012; Abbot and Ernst, 1997). According to WHO,
about 80% of the world population relies on traditional medicines, mostly on
plant drugs (Mukherjee and Wahile,
2003; Raj et al., 2012).
Adulteration, however, becomes a very serious problem with the crude drugs, and
often occurs when a drug is not easily available or when its price is
comparatively high. The crude drugs are substituted by inferior commercial
varieties and used as adulterants which may or may not have any therapeutic
potential as that of original drugs. Adulteration, in many cases, may not be
intentional but in several cases could occur due to mistaken identity of the plants
(Mammen et al.,
2011; Pulok, 20O2).
And that the safety and efficacy of plant drugs depend
on the use of proper plant part and its biological potency, which in turn
depends upon the presence and nature of required active compounds/secondary
metabolites, the
use of plant drugs demands correct identification and characterization (Vinoth et al., 2011; Zafar
et al., 2005). Evaluation of plant drugs is the correct identification
of plants, determination of their quality and purity, and detection of
adulterants. Evaluation of crude drug is necessary because of three main
reasons: biochemical variations in the drug, deterioration due to treatment and
storage, substitution and
adulteration as a result of carelessness, ignorance or fraud (Ali, 2008; Kokate et al.,
2012). WHO acknowledged that pharmacognostical standards should be
proposed as a protocol for the diagnosis of herbal drugs, and authenticated raw
material is the basic starting point in developing a botanical product (Nasreen et al., 2010; Smillie
and Khan, 2010). Pharmacognosy has
played a pivotal role in the discovery and development of new drugs and
therapies, and has been continuing to do so even today. The word Pharmacognosy
is derived from two Greek words, ‘Pharmakon’ meaning
‘drug’ and ‘gnosis’ meaning ‘knowledge’. Therefore, Pharmacognosy literally
means knowledge of drugs (Ajay et al.,
2012; Sarker, 2012). It is a scientific study of the
structural, physical, chemical and sensory characters of crude drugs of plant,
animal and mineral origins. The crude drugs are that they exist as they occur
naturally and are not compounded or mixed with other substances (Wallis, 1999).
Methods:
The guidelines set by WHO for authentication and quality evaluation of medicinal
plants from the pharmacognostical
study point of view are summarized
below:
Collection:
The most convenient
time of collection is the period during which the drug is highest in its
contents of active principles. Roots and rhizomes are usually collected when
their aerial growths or the vegetative processes have ceased, i.e., their
tissues are fully stored with reserved foods (it being assumed that medicinal
constituents will be most abundant at this time). The time for collection of
bark is usually spring or early summer when the sap is
rising in the stem and the cambium is active, as it is easy to detach them from
the stem. If there is a rainy season, it is during that period that the bark is
most easily collected. The usual time for the collection of leaves is when the
flowers are just beginning to expand, or the flowering is just arriving at its
height. At this time it is reasonable to assume that the whole plant has
arrived at its condition of maximum vigour and that
the leaves are in the healthiest state containing optimum products of the
plant’s metabolism and, therefore, should be at this period of their
development suited to exert the most desirable therapeutic action. Flowers
should be collected prior to or just at the time of pollination under fine, dry
weather, because petals which are damp when gathered become badly discoloured during drying. Fruits are collected either ripe
or half-ripe, but full grown. Seeds should be collected when fully matured and
if possible before the fruits have opened. A complete specimen possesses all
parts of the plant including the root system. The unorganized drugs such as
resin, gum, latex, etc. are collected as soon as they ooze out of the plant.
Acacia gum is collected 2-3 weeks after making incision on the tree bark and
when it is sufficiently hard; opium and Papaya lattices are collected after
coagulation of latex, Turpentine oleoresin and balsam of peru
are collected when the plant is about 8-10 years old, and so on (Kokate et al., 2012; Pandey,
1993; Wallis, 1999).
Identification and Classification:
The plant material collected at an appropriate stage of its growth is
well authenticated by detailed taxonomical study and the correct botanical
identity is established. The
widely accepted Natural System of Classification of Bentham and Hooker
(1862-1883) is usually followed for identification and
classification of plants. The botanical identity – scientific name (genus, species,
subspecies/variety, author, and family) – of each medicinal plant should be
verified and recorded. If available, the local and English common names should
also be recorded (Anonymous, 2003).
Organoleptic (Sensory) Analysis:
Organoleptic characters (i.e.,
impression on the organs) such as the evaluation of colour
under normal light (vision), odour or smell
(olfaction), taste (gustation), texture-rough or
smooth (tactility/tactition), etc. are carried out by
means of the organs of sense (Anonymous,
2011; Wallis, 1999).
Macroscopic Analysis:
Morphological or macroscopical study of plant parts used as drugs, e.g.,
stem, fruit, stem bark, root, etc. is done by observing them with the naked
eyes or with the aid of a magnifying lens. In this description, size, shape,
markings, the sound or ‘snap’ of their fracture, etc. are
referred to (Anonymous, 2011;
Wallis, 1999).
Microscopic Analysis:
The different parts of
the drug plants are subjected to microscopic examination. Sections are normally cut by hand with the help of a sharp razor.
But for more detailed and critical study, the use of microtome is desirable in
which case the materials are to be killed, fixed in various fixatives and
embedded in paraffin before cutting the sections. In case of leaves, surface
preparation and transverse section, preferably through midrib, are made. For
cylindrical plant parts like stem, root, rhizome, etc., sections are cut at
right angles to the axis (transverse or cross section) or parallel to the axis
(longitudinal section). The study also includes measurement of cells, tissues,
etc. which are of diagnostic value for identification of the sample. The
microscopic descriptions are supplemented with camera lucida
drawings/ photomicrographs wherever necessary (Anonymous, 2011; Brain and Turner, 1975; Johansen, 1940; Trease and Evans, 2002).
Powdered-drug Analysis:
Analysis of powdered
drug is, by and large, a microscopic investigation to provide better diagnostic
characters for rapid and accurate identification. The drug sample is dried,
grounded to powder in an electric grinder, treated with a clearing agent,
mostly chloral hydrate solution and kept overnight. It is then mounted in
chloral hydrate solution and glycerin solution (9:1). For better clearing
action, the slide can be slightly heated before placing the cover slip on it.
Thereafter, the investigation is done under the microscope with reference to
the presence or absence of particular diagnostic characters such as starch
grains, calcium oxalate crystals, fibres, etc.
Preliminary
observations for the following characteristics of powdered drugs are also
performed: (1) colour and taste, (2) the powder,
mixed with a small quantity of water is warmed and the odour
observed, (3) fineness (coarse/moderately coarse/moderately fine/fine/very
fine) and degree of uniformity of the particles, (4) sensation of
smoothness and grittiness when the powder is gently rubbed on the hand, (5)
surface appearance by reflected light, shining particles such as hairs, fibres and calcium oxalate crystals, and (6) the powder is
pressed between the folds of a piece of paper and look for any oily stain (Anonymous, 2011; Pharmacopoeia of
India, 2001; Wallis, 1999).
Fluorescence Analysis (inside UV chamber):
The powdered drugs are
treated with various reagents like ethyl alcohol, methanol, petroleum ether,
etc. and their distinctive colours observed inside UV
chamber at 254 nm and 366 nm (Chase and Pratt, 1948; Harborne,
1973; Khandelwal, 2005).
Physico-chemical Analysis:
The following physico-chemical analyses are carried out according to the
procedures as given in the Indian Pharmacopoeia (2001), WHO Guidelines on
Quality Control Methods for Herbal
Materials (Anonymous,
2011) and Raman (2006):
(1) Determination of Foreign Matter:
The plant sample (500
gm in case of barks, roots, rhizomes and 200 gm in case of leaves, flowers,
seeds, fruits) is spread out in a thin layer and macroscopic analysis done with
the naked eyes or with the aid of a magnifying lens to remove foreign matter
such as soil, stone, sand, mould, insect, etc. other than source plant.
The removed foreign matter is weighed and the percentage present calculated.
(2) Determination of
Moisture Content (Loss on Drying): About 4 gm of the powdered drug is dried to a constant
weight by heating in an oven at 100-1050
C for 5 hours, cooled in a dessicator and
weighed. The loss of moisture
content is expressed in
percentage by the equation:
A-B
% of moisture = —— x
100
B
Where,
A = Weight of wet sample
B = Weight of dry sample
(3) Determination of
Total Ash:
2gm of the powdered drug is spread in a
crucible in an even layer, ignited/incinerated by gradually increasing
the heat to 500-600ºC until it is white indicating the absence of carbon,
cooled in a desiccator and weighed (If a carbon-free
ash cannot be obtained in this manner, cool the crucible and moisten the
residue with about 2ml of water or a saturated solution of ammonium nitrate
reagent. Dry on a water bath, then on a hot plate and ignite to constant
weight. Allow the residue to cool in a suitable desiccator
for 30 minutes and weigh without delay). The percentage of total ash with
reference to the air-dried material is calculated.
(4) Determination of
Acid-Insoluble Ash:
To the crucible containing the total ash, 25ml of dilute HCL (1:5=acid:water) is added, covered with
a watch glass and boiled gently for 5 minutes. Rinse
the watch glass with 5 ml of hot water and add this liquid to the crucible. The insoluble matter/residue is then
collected by pouring into a conical flask through an ashless
filter paper (Whatman No. 41). The filter paper
containing the insoluble matter is transferred to the original crucible, dried
on a hot plate and ignited to constant weight. The residue is then allowed to cool
in a desiccator for 30 minutes and thereafter weighed
without delay. The percentage of acid-insoluble ash with reference to
the air dried material is calculated.
(5) Determination of
Water-Soluble Ash:
To the crucible containing the total ash is added 25ml of distilled water
and boiled for 5 minutes. The insoluble matter is collected in an ashless filter paper, washed with hot water and ignited in
a crucible for 15 minutes at a temperature not exceeding 450º. The weight of the
insoluble matter is substracted from the weight of
the total ash (the difference in weight represents the water-soluble ash). The
percentage of water-soluble ash with reference to the air-dried material is
calculated.
(6) Determination of
Alcohol-Soluble Extractive:
5g of the air-dried
material is weighed accurately
and poured into a glass-stoppered conical flask. 100
ml of distilled alcohol (90%) added, shaken occasionally for 6 hours and then
allowed to stand for 18 hours. Filtered (using filter paper) rapidly and transferred
25 ml of the filtrate to a beaker/tared flat-bottomed
dish and evaporated to dryness on a hot plate. Cooled in a desiccator for 30 minutes and
weighed without delay. The percentage of alcohol-soluble extractive with
reference to the air-dried material is calculated.
(7) Determination of
Water-Soluble Extractive: Performed as directed for the determination of
alcohol-soluble extractive, using chloroform water instead of alcohol.
(8) Determination of
Ether-Soluble Extractive:
Performed
as directed for the determination of alcohol-soluble extractive, except that
ether is used for maceration.
Quantitative Microscopy:
As a part of
quantitative microscopy, stomatal index, palisade
ratio, stomatal number and vein-islet number are
determined following the methods advocated by Wallis (1999) and Indian Pharmacopoeia (2001) by taking
fresh leaves of the plants.
(1) Stomatal Index:
The stomatal index, which is the percentage of the number of
stomata formed by the total number of epidermal cells (including the stomata,
each stoma being counted as one cell) is calculated as per the formula:
S
I = —— x 100
E+S
Where,
I = Stomatal Index
S = No.of stomata per sq. mm. area of leaf
E = No.of epidermal cells in the same area of leaf
In this method, leaf
fragments of about 5×5 mm in size (cut from the central part of the lamina/interneural lamina, i.e., halfway between the midrib and
the margin) are placed in a test tube containing about 5 ml of chloral hydrate solution and heated
in a boiling water-bath for 15-30 minutes or until the fragments become
transparent. A fragment is then transferred to a microscopic slide, prepared
the mount in chloral hydrate solution and put a small drop of glycerol solution
on one side of the cover glass to prevent the preparation from drying. It is
then examined with a 40x objective and a 6x eyepiece, to which a microscopical drawing apparatus is attached. A cross (x)
for each epidermal cell and a circle (o) for each stoma are marked on the
drawing paper, and the numbers of epidermal cells and stomata in the field of
vision counted.
(2) Palisade Ratio:
It is the average
number of palisade cells beneath one upper epidermal cell, and is obtained by
dividing the total number of palisade cells by the number of epidermal cells.
Leaf fragments are prepared and examined under the microscope as mentioned
above for stomatal index. Four adjacent epidermal
cells and then the palisade cells lying beneath the epidermal cells are traced
on paper. The number of palisade cells under the four epidermal cells (where a
cell is intersected, include it in the count if more than half of it is within
the area of the epidermal cells) is counted. The total number of palisade cells
divided by four gives the palisade ratio.
(3) Stomatal Number:
It is the average number of stomata per square millimetre of epidermis. Leaf fragments are prepared and examined under the
microscope as mentioned above for stomatal index. A
cross (x) for each stoma is marked on the drawing paper and the average number
of stomata per square millimetre is calculated.
(4) Vein-Islet Number:
Vein-islet is the
minute area of photosynthetic tissue encircled by the ultimate branches of the
conducting strands; and the number of vein-islets per square millimeter is
termed the ‘Vein-Islet Number’. Leaf fragments are prepared as mentioned above
for stomatal index by boiling for 30-60 minutes or
until the fragments become transparent. A stage micrometer is placed on the
microscope stage and examined with 4x objective and a 6x eye piece to draw a
line representing 1 mm on a sheet of paper by means of a microscopical
drawing apparatus, and the square of this 1 mm is taken. The stage micrometer
is replaced by a slide containing the mounted sample, and the veins are traced
through the camera lucida. The number of vein-islets
within the square (including those overlapping on two adjacent sides and
excluding those intersected by the other two sides) is counted.
Thin Layer
Chromatography (TLC):
A straight line is
drawn across a TLC plate/chromatoplate (referred to
as the stationary phase) with pencil, approximately 1 cm from the bottom edge,
and a small spot of solution containing the sample/analyte
is applied to the centre of this line using a very thin glass pipette. The TLC
plate is then placed carefully into a glass beaker or any other suitable
separation chamber (containing solvent/elutant known
as the mobile phase to a depth of less than 1 cm) so that the spot of the
sample does not touch the surface of the elutant in
the chamber. As the solvent moves up the plate by capillary action, it carries
the sample up the plate (elutes the sample). After the separation is complete,
the Rf values of
individual compounds appearing as spots separated vertically are calculated by
the formula, Rf = distance travelled by sample/distance travelled by solvent (Anonymous, 2011; Egon
Stahl, 2005; Kokate, 1994).
DISCUSSION:
Plant materials and
herbal remedies derived from them represent a substantial proportion of the
global drug market, and in this respect internationally-recognized guidelines
for their quality assessment are necessary. It is well known that the
quantitative concentration of biologically active constituents varies with the
stage of plant growth and development. This also applies to non-targeted toxic
or poisonous indigenous plant ingredients. Medicinal plant materials should,
therefore, be collected during the appropriate season or time period to ensure
the best possible quality of both source materials and finished products. The
best time for collection (quality peak season or time of day) should be
determined according to the quality and quantity of biologically active
constituents rather than the total vegetative yield of the targeted medicinal
plant parts. According to WHO guidelines, medicinal plant materials are
categorized according to sensory, macroscopic and microscopic characteristics.
An examination to determine these characteristics is the first step towards
establishing the identity and degree of purity of such materials, and should be
carried out before any further tests are undertaken. Wherever possible, authentic specimens of the materials
in question and samples of pharmacopoeia quality should be available to serve
as a reference. The gross morphological characters of plant parts such as root, stem,
leaf, etc. provide the best basis for identification and classification of
plants, and also frequently reveal the presence of contaminants or
deterioration in a sample. The microscopical or
anatomical evaluation which is carried out with the help of microscope is also
of fundamental importance as it gives a preliminary idea about the nature and
disposition of cells, tissues and cell inclusions such as starch, crystals,
fixed oils, etc., and thus helps understand where the compounds of interest are
located. It is mostly used for qualitative evaluation of organized crude
drugs in entire and powdered forms. Linear measurement of cells and tissues
further provides better diagnostic characters for accurate identification. For
instance, the diameter of starch grains will assist in distinguishing Cassia
bark from Cinnamon, the length of stamota in leaves
of Barosma betulina will
exclude leaves of other Barosma species, the
height of sclerenchymatous cells in the testa of Cinnamon will indicate the presence of certain
inferior varieties, and so on. Quantitative microscopy is one the most
important tools for the study of crude drugs, mainly for the standardization of
leaf drugs and their powders. The numbers of vein-islet per unit area of leaf, stomatal index and palisade ratio
of plant leaves remain constant. They can be used as a distinguishing
characteristic to differentiate between different species of the same plant or
different plants. In roots, the type and arrangement of the principal
conducting cells of vascular tissues may be diagnostic of the species. The
presence, type, and arrangement of fibers, sclereids
and other tissues, and the presence and location of ergastic
material may also be diagnostic features. Roots can morphologically be
distinguished from rhizomes (underground stems) primarily by the absence of
nodes and internodes which are present in rhizomes. In the case of stems,
several external macroscopic features that may be diagnostic of the species
include the attributes of the nodes, internodes, leaf scars, vascular bundle
scars, lenticles, buds; position and arrangement of
the leaves along the stem, and the presence of tendrils, spines, thorns or
prickles. As in the roots, the type and arrangement of the principal conducting
cells of vascular tissues; the presence, type, and arrangement of fibers, sclereids and other tissues; and the presence and location
of ergastic material may also be diagnostic features.
Several macroscopic features of leaves that may be diagnostic of the species
include the attributes of the leaf blade, petiole, stipules and phyllotaxy. Microscopic diagnostic features of epidermal
cells include the cuticle thickness and markings, the shape and arrangement of
stomata and guard cells, the arrangement and size of subsidiary cells, stomatal number, stomatal index,
etc. Additional features useful in the identification of leaf material also
include type and arrangement of trichomes, mesophyll, vascular tissues and conducting cells of the
vascular tissues; palisade mesophyll ratio; presence
and appearance of accessory tissues such as parenchymatous
or sclerenchymatous bundle sheaths, endodermis and
transfusion tissue; presence, type, and arrangement of fibers, sclereids and other tissues; and presence, location and
physical appearance of ergastic material. Flowers are
the best diagnostic morphological features of any flowering plant and their
diagnostic features include type of inflorescence; presence, number and
appearance of the primary floral parts (sepals, petals, stamens and carpels); type of symmetry displayed by the floral parts;
relative position of the ovaries in regards to other parts of the flower;
number of ovules per ovary; type of placentation;
physical appearance of pollen grains; presence of nectaries;
presence of covering or glandular trichomes; and
physical features of accessory structures such as the receptacle and bracts.
For fruits, the identifying characteristics are the number of pistils found in
the fruit, the number of carpels within each pistil,
the number of seeds within each carpel, the placentation
of the fruit, and whether the fruit is dehiscent, indehiscent or fleshy.
Additional diagnostic features include the number of sutures in a dehiscent
fruit, the seeds are fused to or free from the pericarp
wall, physical features of the three layers of pericarp
of fleshy fruits (epicarp, mesocarp
and endocarp), and presence and physical appearance of accessory tissues such
as the receptacle and bracts. The characteristics of the seeds within the fruit
are also diagnostic features of the species. The macroscopic features of seeds
used in identification include the shape and size of the seed, appearance of
the seed-coat, position of hilum and micropyle, and presence of accessory structures of seed
coat such as arils, caruncle or oil bodies. Physical
features of the embryo such as its size, shape, position, the number and appearance
of the cotyledons, etc. are also diagnostic of the species. The physico-chemical analysis is helpful in judging identity
and purity even from the crushed or powdered plant material, and fluorescence
analysis under various reagents help in fulfilling the inadequacy of physical
and chemical methods for identification. Every herb has a characteristic
mineral content and corresponding typical ash content of the drug. So, when
vegetable drugs are incinerated, they leave an inorganic ash which in the case
of many drugs varies within fairly wide limits, and these values are of
significance for the purpose of plant drug evaluation. This includes both
‘physiological ash’, which is derived from the plant tissue itself, and ‘non-
physiological ash’, which is the residue of the extraneous matter (e.g. sand
and soil) adhering to the plant surface. Hence, the quantitative test of total
ash helps in determining both physiological and non-physiological ash. The
total ash value is also useful to exclude drugs which
have been coated with chalk, lime or calcium sulphate
to improve their appearance, as is done with nutmegs and ginger. Acid-insoluble
ash is the residue obtained after boiling the total ash with dilute HCL, and
igniting the remaining insoluble matter. This measures the amount of silica
present, especially as sand and siliceous earth. Water-insoluble ash is the
difference in weight between the total ash and the residue after treatment of
the total ash with water. The determination of extractive matter with a solvent
reveals the amount of active constituents present in a given amount of
medicinal plant material. Such extractive values are indications of the extent
of polar, medium polar and non-polar components present in the drug. The method of water-soluble extractive is
applied to drugs which contain water-soluble active constituents of crude drugs
such as tannins, sugars, plant acids, mucilage, glycosides, etc.;
alcohol-soluble extractive is ideal for the extraction of various
alcohol-soluble constituents such as tannins, resins and alkaloids; ether-soluble extractive is applied
for the extraction of volatile oils, fixed oils and resins. Checking
moisture content helps reduce error in the estimation of actual weight of drug
material. Low moisture suggests better stability against degradation of
product. Limits for water content should be set for
every given plant material. This is especially important for materials that
absorb moisture easily or deteriorate quickly in the presence of water.
Determination of foreign matter enables to get the drug in pure form. Herbal drugs
should be made from the stated part of the plant and be devoid of other parts
of the same plant or other plants. They should be entirely free from mould or
insect, including excreta and visible contaminant such as sand and stones,
poisonous and harmful foreign matter, chemical residues, etc. Macroscopic
examination can easily be employed to determine the presence of foreign matter,
although microscopy is indispensable in certain special cases (for example,
starch deliberately added to dilute the plant material). TLC is the common fingerprint method
for herbal analysis because of its simplicity, rapidity and economy. It is widely adopted for the rapid and
positive analysis of plant drugs and, therefore, Pharmacopoeias are using TLC
as a means for assessing quality and purity of herbal drugs. It provides
semi-quantitative information about the chief constituents of the plant drug
and, thus, enables easy assessment of the drug quality. Rf value is characteristic and the less polar
compounds move higher up the plates resulting in higher Rf
values. So identification of individual compounds appearing as spots can be
done by comparing with Rf
standard references. And when foreign matter of plant drugs
consists, for example, of a chemical residue, TLC is often needed to detect the
contaminants. Furthermore, TLC provides
drug fingerprint. Thus, the importance of Pharmacognosy in research
on plant-based medicines cannot be overemphasized.
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Received on 26.02.2013
Modified on 02.03.2013
Accepted on 04.03.2013
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